Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...
NEW YORK, Aug. 19, 2025 /PRNewswire/ -- Iorio Law PLLC has filed a large six-figure FINRA arbitration claim on behalf of a retail investor from Raleigh, North Carolina, against Arete Wealth Management ...
NEW YORK, Nov. 5, 2025 /PRNewswire/ -- Iorio Law PLLC, a securities arbitration law firm representing investors nationwide, announced that it has filed a nearly $2 million FINRA arbitration claim ...
Sen. Elizabeth Warren and Rep. Katie Porter have accused Finra of failing to answer "key questions" about a court ruling that determined the regulator worked with Wells Fargo to manipulate the ...
FINRA should have put its $50 million fee rebate for member firms toward investors stuck with unpaid arbitration awards, according to the Public Investors Advocate Bar Association. PIABA President and ...
An organization of investor advocates is criticizing a Wall Street trade group’s proposal to overhaul the arbitration process overseen by Finra, the brokerage industry’s self-regulatory organization.
The Securities Industry and Financial Markets Association has outlined a series of recommendations it says would improve the fairness and efficiency of the Financial Industry Regulatory Authority’s ...
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