Ethan A. Brecher writes: The consequences to a Financial Industry Regulatory Authority registered representative for not paying an adverse arbitration award can be career-threatening, yet non-payment ...

NEW YORK, Nov. 5, 2025 /PRNewswire/ -- Iorio Law PLLC, a securities arbitration law firm representing investors nationwide, announced that it has filed a nearly $2 million FINRA arbitration claim ...

What is the difference between arbitration and litigation in financial services? Arbitration and litigation are two ways to resolve legal disputes. Arbitration is a private process in which the ...

Sarasota, FL – Shumaker's clients celebrated a significant victory in their efforts to arbitrate claims against subsidiaries of the failed First Republic Bank. Sixteen former First Republic ...

The world of FINRA arbitration is constantly evolving, and staying ahead of emerging issues is critical for financial professionals, legal experts, and compliance officers. Join Margaret L. Watson, ...

NEW YORK, Aug. 19, 2025 /PRNewswire/ -- Iorio Law PLLC has filed a large six-figure FINRA arbitration claim on behalf of a retail investor from Raleigh, North Carolina, against Arete Wealth Management ...

FINRA should have put its $50 million fee rebate for member firms toward investors stuck with unpaid arbitration awards, according to the Public Investors Advocate Bar Association. PIABA President and ...

An organization of investor advocates is criticizing a Wall Street trade group’s proposal to overhaul the arbitration process overseen by Finra, the brokerage industry’s self-regulatory organization.

The Securities Industry and Financial Markets Association has outlined a series of recommendations it says would improve the fairness and efficiency of the Financial Industry Regulatory Authority’s ...

Arbitration and litigation are two ways to resolve legal disputes. Arbitration is a private process in which the parties present their cases to one or more arbitrators who make a final decision. It is ...