As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways.

Regulation and licensure functions FINRA regulates trading in equities, corporate bonds, securities futures, and options. All firms dealing in securities that are not regulated by another …

Nov 2, 2025 · FINRA governs U.S. brokers and broker-dealers, ensuring investor protection and rule enforcement. Learn about its oversight role and the benefits to investors.

Oct 13, 2025 · FINRA is a non-governmental organization that creates and enforces the rules regulating registered brokers and brokerage firms.

FINRA, the Financial Industry Regulatory Authority, regulates all securities firms doing business in the United States. FINRA is dedicated to investor protection and market integrity.

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization established in 2007 through the consolidation of the National Association of Securities Dealers (NASD) …

Financial Industry Regulatory Authority (FINRA) The Financial Industry Regulatory Authority, a self-regulatory organization for the brokerage industry.

Jun 5, 2024 · FINRA is a non-governmental, self-regulatory organization that enforces various rules governing brokers and broker-dealer firms in the United States. FINRA has enforcement …

3 days ago · [1] See Federal Bureau of Investigation Internet Crime Complaint Center, FBI Internet Crime Report 2024, at 4, reporting overall losses of $16.6 billion in 2024. The Report …

FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. We are authorized by Congress to protect America’s investors …